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Personal Injury
- Notable Cases
Notable Case:
In re Estate of Cheryl Peters
NOTICE: This opinion is subject to motions for
reargument under V.R.A.P. 40 as well as formal revision
before publication in the Vermont Reports. Readers are
requested to notify the Reporter of Decisions, Vermont
Supreme Court, 109 State Street, Montpelier, Vermont
05609-0801 of any errors in order that corrections may
be made before this opinion goes to press.
Nos. 99-154 & 99-258
In re
Estate of Cheryl Peters Supreme
Court
On
Appeal from
Lamoille
Superior Court
June
Term, 2000
Alan W. Cook, J. (99-154)
Ben W. Joseph, J. (99-258)
Kurt M. Hughes of MURDOCH HUGHES & TWAROG Attorneys at Law, P.C., Burlington, for
Plaintiff-Appellee.
Charles s. Martin of Martin & Associates, Barre, for
Defendant-Appellant.
PRESENT: Amestoy, C.J., Dooley, Morse, Johnson and
Skoglund, JJ.
AMESTOY, C.J.
Defendant Carroll Peters appeals from a Lamoille Superior
Court jury verdict for plaintiff in a civil action for a
sexual battery he allegedly committed against Cheryl
Peters. Defendant raises six arguments on appeal: (1)
the action is barred by the statute of limitations; (2)
in a tort action for battery between spouses, a finding
that consent to sexual intercourse has been withdrawn is
a prerequisite to liability; (3) the trial court erred
by allowing out-of-court statements made by Mrs. Peters,
the deceased victim, to be admitted; (4) the
compensatory damages are excessive; (5) the trial court
erred in submitting the issue of punitive damages to the
jury without first allowing defendant to disclose his
lack of wealth; and (6) the trial court erred in
awarding attorney’s fees without any evidence to support
the award. We affirm.
The
following evidence was introduced at trial. Defendant
and Cheryl Peters were married on July 13, 1990 and
lived together in Hyde Park, Vermont. Mrs. Peters had
several children who were not related to defendant. The
Peters began having marital problems, and in January
1993 separated. Mrs. Peters moved in with her daughter,
Raemarie Lamare, who lived in Morrisville. Several
months later, in the summer of 1993, Mrs. Peters rented
a house in Morrisville with her cousin, Richard
Fitzgerald. In July of that year, Mrs. Peters
quit-claimed her rights to the Hyde Park house.
Defendant filed for divorce on August 4, 1993, and Mrs.
Peters accepted service of the divorce papers.
On
Sunday, August 8, 1993, defendant arrived at Mrs.
Peters’s residence in Morrisville at approximately 9:00
p.m. Mrs. Peters was not there. Nicole Deuso, Ms.
Peters’ daughter, was there. Ms. Deuso testified that
she and her boyfriend, Bryant Pierce, asked defendant to
leave several times, but that he refused, and remained
in the living room reading letters and poems he had
written for Mrs. Peters. Eventually, Ms. Deuso turned
out the lights in the living room to go to sleep, and
defendant went into Mrs. Peters’ bedroom.
According to Ms. Deuso, Mrs. Peters arrived home that
morning at about 1:30 a.m., intoxicated. Ms. Deuso told
her that defendant was in her bedroom, so Mrs. Peters
went into her cousin’s unoccupied bedroom. Defendant
followed Mrs. Peters into the bedroom and then
throughout the house as Mrs. Peters attempted to evade
him, screaming “[i]t’s my house!” Eventually, Mrs.
Peters went into her bedroom, and defendant followed.
According to Ms. Deuso, she told him, “[i]f you’re going
to be here, then just shut up and let me get some
sleep.”
The next morning Ms. Deuso heard Mrs. Peters ask
defendant what he was doing there. She saw Mrs. Peters
come out of the bedroom in the same dress she had worn
the night before and go
into the bathroom to get dressed for work. Defendant then came out of
the bedroom in his t-shirt and underwear. Mr. Fitzgerald
arrived home that morning. He testified that he was
surprised to see defendant there, and felt that
something was wrong.
At
approximately 10:00 a.m. on Tuesday morning, August
10th, defendant visited Mrs. Peters’ daughter, Ms.
Lamare, at her apartment. Ms. Lamare testified that
defendant told her that he “violated [her] mother” when
he had gone to her house “the other night.” Ms. Lamare
recounted that defendant explained that when Mrs. Peters
was passed out, he crawled into the bed and “made her
accessible to him,” and that he “couldn’t get it in very
far, but it was good for him and that he ejaculated.”
Defendant then asked Ms. Lamare whether he should call
Mrs. Peters at work before she received a letter he had
sent to her, confessing to what he had done. Ms. Lamare
suggested that he call Mrs. Peters before she received
his letter. Ms. Lamare told defendant that she hoped her
mother “nailed his ass to the wall” for what he had
done, to which defendant responded, “I’ll do anything I
can to get away with it.”
Around 1:00 p.m. that same day, Mrs. Peters arrived at
Ms. Lamare’s apartment. Ms. Lamare testified that she
could tell that something was wrong as soon as she saw
her mother, and that Mrs. Peters immediately informed
her that defendant had called her at work and told her
that he had “violated” her. She stated that Mrs. Peters
was “devastated,” and cried repeatedly, “I can’t believe
he raped me” as she rocked back and forth on the couch.
Ms. Lamare encouraged her mother to call the police, but
Mrs. Peters responded that she “didn’t dare” to report
the incident.
The next day, Mrs. Peters returned to Ms. Lamare’s house
with defendant’s letter in which he confessed to the
assault. The letter states, “I took advantage of you
without your permission - sorry. . . .” The letter,
which was admitted into evidence and read into the
record by Ms. Lamare, graphically described the incident
and defendant’s explanation for his conduct. In the
weeks that followed, defendant continually called and
sent letters to Mrs. Peters. Ms. Lamare testified that
her mother was frightened and hurt, and that her
foremost concern “was to go where she couldn’t be
found.”
Linda
Briggs, Mrs. Peters’ co-worker, testified that she had a
conversation with Mrs. Peters “on a day in August of
1993,” but did not specify the date. She noticed Mrs.
Peters was upset and acting differently, and that her
emotional state interfered with her work. When Ms.
Briggs asked Mrs. Peters what was wrong, she responded
that defendant “broke into [her] house the other night
and raped [her].”
Mrs.
Peters’s cousin and roommate, Mr. Fitzgerald, testified
that he met Mrs. Peters at the V.F.W. club to find out
what had been bothering her when he saw her at their
house on the morning at issue. She told Mr. Fitzgerald
that defendant had raped her “the other morning.” She
stated that she did not want to get the police involved
because she was scared, and that she was going to move
out of town. Mr. Fitzgerald testified that Mrs. Peters
was scared as she discussed this with him. However, he
could not recall whether this conversation occurred on
the evening of the early-morning assault or on the
evening immediately after.
A few
weeks later, Mrs. Peters went to the home of another of
her daughters, Tina Teale, to borrow a truck for her
move to Montpelier the following week. Ms. Teale
testified that her mother was visibly upset and told
Tina that defendant had raped her. Mrs. Peters showed
Ms. Teale defendant’s confession letter.
Mrs. Peters died on September 2, 1993, as a result of an
unsolved homicide in the Morrisville home she shared
with Mr. Fitzgerald. On June 10, 1996, Mrs. Peters’ five
children and her estate filed a complaint against
defendant alleging wrongful death, sexual assault and
battery. Defendant filed an answer and affirmative
defenses on July 10, 1996. On July 31, 1996, defendant
filed a motion to dismiss for failure to state a claim,
arguing that the wrongful death claim was barred by the
statute of limitations, and that the sexual assault and
battery claim did not allege a tort recognized by
Vermont common or statutory law. The trial court
dismissed the wrongful death claim because it was
time-barred, but denied defendant’s motion to dismiss
the assault and battery claim. The estate was the only
remaining plaintiff.
A
three-day jury trial began on November 23, 1998. The
above-mentioned witnesses testified, and several letters
written by defendant, including the confession letter,
were entered into evidence. Defendant’s sole witness was
a urologist whose testimony was limited to defendant’s
sexual capabilities. At the close of plaintiff’s case,
defendant moved for a directed verdict. In denying
defendant’s motion, the court stated, “I think the
evidence is overwhelming, and this jury, if it believes
the witnesses, would be well justified in finding that
there was involuntary sexual intercourse, and that that
amounted to a battery. .
.”
After
the charge conference and at the close of both parties’
evidence, the court gave the jury instructions.
Defendant objected to the charge on punitive damages,
arguing that the trial should have been bifurcated on
this issue because defendant had not been given an
opportunity to present his financial status. The Court
denied the objection, noting that defendant had not
raised this issue at the charge conference, and that
defendant was absent from a majority of the trial. After
deliberations, the jury returned a verdict for plaintiff
of $125,000 in compensatory damages and $480,000 in
punitive damages. Defendant moved for judgment
notwithstanding the verdict and for a new trial. The
court denied the motion and entered judgment on the
verdict. This appeal followed.
I.
Defendant first argues that plaintiff’s battery claim is
barred because it was not brought within the two-year
statute of limitations for survival actions. See 12
V.S.A. §
557(a).
Plaintiff implicitly concedes the applicability of the
limitation, but contends that the statute of limitations
has been waived in this case by defendant’s failure to
assert it. We agree that defendant has not preserved a
statute of limitations defense to plaintiff’s battery
claim.
Letters of administration memorializing Mrs. Peters’
death were issued on September 10, 1993. Plaintiff’s
complaint alleging that defendant “committed a sexual
assault and battery” on decedent (Count I), and did
“willfully, deliberately and with premeditation kill...
decedent” (Count II), was filed on June 10, 1996.
Defendant filed a motion to dismiss, asserting that
Count II should be dismissed because of plaintiff’s
failure to bring an action for wrongful death within two
years, as required by 14 V.S.A. §
1492(a). Notably, defendant made no assertion that Count
I was barred by 12 V.S.A. §
557(a) nor
any other limitation, but argued instead that Count I
“[did] not allege a tort recognized by the common or
statutory law of the State of Vermont.” Defendant’s
subsequent memorandum of law in support of his motion to
dismiss reiterated at length his argument that Count II
was barred by §
1492(a), but again failed to assert any statute of
limitations defense to Count I. The trial court
dismissed Count II, concluding that it was barred by
§
1492(a).1 Defendant’s motion to
dismiss Count I on the grounds that the facts alleged
did not state a cause of action was denied.
“[I]n Vermont, a statute of limitations is an
affirmative defense that provides repose for a
prospective defendant, and its expiration does not
affect a court’s jurisdiction to hear the case.”
Hixson v. Plump, 167 Vt. 202, 206, 704 A.2d 1159,
1162 (1997). The primary purpose of a limitations period
is fairness to a defendant. See id. (citing
Duffy v. Horton Mem. Hosp., 488 N.E.2d 820, 822
(N.Y. 1985)). Failure to plead statute of limitations as
an affirmative defense in an answer or appropriate
motion means that it is waived. See id. (citing
In re Augenblick, 488 N.E.2d 109, 110 (N.Y.
1985); V.R.C.P. 8(c)). Defendant’s contention on appeal
that he asserted the statute of limitations in his
answer, and requested the trial court to dismiss both
counts on the basis of a statute of limitations defense,
is not supported by the record. Although defendant
included “[s]tatute of [l]imitations” in a list of seven
“affirmative defenses” set forth in his answer, the
statute he now relies upon, 12 V.S.A. § 557(a), was
never asserted below. The bare assertion of an intention
to raise the statute of limitations is insufficient to
preserve the defense where, as here, defendant failed to
identify either the statute of limitations upon which he
relied or the Count to which it applied.
II.
Defendant next argues that consent to sexual contact
must be presumed in a tort action for sexual battery
between spouses. To support this assertion, defendant
cites arcane common law upholding the implied consent by
a married woman to sexual intercourse. Defendant
contends that courts have rejected implied marital
consent as a defense to rape only in those cases where a
separation decree has been issued, or where violence or
force was used to achieve sexual contact.
We
reject entirely the notion that marriage creates any
kind of implied “blanket consent to sexual contact.” The
distinction between marital and nonmarital criminal rape
is based on archaic “common law doctrines that a woman
was the property of her husband.” People v. Liberta,
474 N.E.2d 567, 573 (N.Y. 1984). “A married woman has
the same right to control her own body as does an
unmarried woman.” Id. at 164.
Defendant’s recommendation that we adopt a bar to any civil action for
sexual battery between spouses who are not under a
separation order, unless the withdrawal of consent prior
to the sexual contact is “clear and unambiguous,” is
without basis in the law. Marital status makes no
difference under Vermont’s criminal provision for sexual
assault. See 13 V.S.A. §
3252.2
In fact, §
3252
was specifically amended in 1985 to remove the exemption
for those who commit sexual assaults against their
spouses, see 1985, No. 83, §
2, and now expressly prohibits the compulsion of another
person to engage in a sexual act without the other
person’s consent, regardless of the marital status
between the parties. See id. at §
3252(a)(1)(A),
(a)(3).
Moreover, defendant’s arguments that his proposed rule
prevents governmental intrusion into marital privacy and
promotes reconciliation of the spouses are unpersuasive.
As the court stated in
Liberta:
[T]here is no rational relation between allowing a husband
to forcibly rape his wife and these interests. The
marital exemption simply does not further marital
privacy because this right of privacy protects
consensual acts, not violent sexual assaults. Just as a
husband cannot invoke a right of marital privacy to
escape liability for beating his wife, he cannot
justifiably rape his wife under the guise of a right to
privacy.
Liberta,
474 N.E.2d at 574. Defendant’s reconciliation rationale
is similarly flawed. In this case, there is extensive
evidence indicating that Mrs. Peters continually
rejected defendant’s attempts at reconciliation: she
quit-claimed her rights on the Hyde Park home, signed
the divorce papers when they were served, entered into a
relationship with another person, and made plans to move
to another town.
The
jury reasonably concluded that plaintiff proved
intentional battery.3 “A
bodily contact is offensive if it offends a reasonable
sense of personal dignity.” Restatement (Second) of
Torts §
19 (1965); see also Rogers v. Bigelow, 90 Vt. 41,
46, 96 A. 417, 419 (1916) (“It is very generally held
that in actions for intentional wrongs, such as trespass
for assault and battery, damages are recoverable for
mental suffering consisting in a sense of insult,
indignity, humiliation or injury to the feelings.”). In
the instant case, the testimony of Ms. Lamare, Mr.
Fitzgerald, Ms. Briggs, and Ms. Teale presented
significant evidence to the jury that Mrs. Peters was
greatly upset by the sexual battery. Defendant’s
statement in his letter that he “took advantage” of Mrs.
Peters “without [her] permission,” constitutes
significant evidence to support the jury’s verdict on
the battery claim. The evidence of bodily contact
inflicted upon Mrs. Peters without her consent is more
than sufficient to offend a reasonable sense of personal
dignity. See Restatement (Second) of Torts §
18
cmt. d, illus. 2 (1965) (“A kisses B while asleep but
does not waken or harm her. A is subject to liability to
B.”). We will not disturb the jury’s verdict that Mrs.
Peters suffered such injury.
III.
Defendant next contends—without specifically identifying
the statements to which he objects or indeed, the
witnesses who made them—that the admission of testimony
violated the prohibition against hearsay under V.R.E.
802. Defendant’s blanket claim of error asserts that the
trial court abused its discretion in admitting testimony
of Mrs. Peters’ reaction to learning of the battery.4
1.
Testimony of Mr. Fitzgerald
At
the outset, we agree with the trial court’s observation
that defendant failed to object to the hearsay testimony
of Mr. Fitzgerald. Defendant raised hearsay objections
during the testimony of Ms. Briggs and Ms. Lamare, but
did not do so when Mr. Fitzgerald testified following
these two witnesses. Defendant argues that his
“continuing objection” to all hearsay statements
introduced by plaintiff’s witnesses regarding Mrs.
Peters’ reaction to learning of the sexual battery
preserved his claim of error regarding Mr. Fitzgerald’s
testimony. We disagree.
In
order to preserve a claim of error in the introduction
of evidence, the party opposing the introduction must
make “a timely objection or motion to strike.” V.R.E.
103 (a)(1). This means that “[t]he objection must have
been made at the time the evidence was offered or the
question was asked.” State v. Fisher, 167 Vt. 36,
43, 702 A.2d 41, 45 (1997). Ordinarily it must be made
when the grounds become apparent. 1 K.S. Broun et al.,
McCormick on Evidence §
52, at 200-01 (J.W. Strong ed., 4th ed. 1992). Neither V.R.C.P. 46, nor
relevant case law on the necessity of subsequent
objections to the same legal concern, can be reasonably
construed to allow a continuing objection as open ended
as defendant seeks here. An objection must be entered,
at the very least, each time a new witness testifies,
even if the objection is on the same grounds as a
continuing objection to the testimony of a prior witness
or witnesses. The purpose of requiring a timely
objection is to bring the error to the attention of the
trial court so that the court may have “an opportunity
to rule.” State v. Chambers, 144 Vt. 234, 242,
477 A.2d 110, 114 (1984). Where the aggrieved party
fails to make a “specific objection, including a clear
statement of the matter to which he objects and the
grounds of the objection” at trial, the issue is not
preserved for consideration on appeal. Deyo v. Kinley,
152 Vt. 196, 200, 565A.2d 1286, 1289 (l989) (quoting
State v. Lettieri, 149 Vt. 340, 342, 543 A.2d 683,
685 (1988)). Defendant did not meet his burden to note
his “specific objection” to Mr. Fitzgerald’s testimony.
See id.
2. Testimony of Ms. Lamare and Ms. Briggs
With
respect to the testimony of Ms. Lamare and Ms. Briggs,
defendant contends the trial court erred in admitting
hearsay statements of Mrs. Peters under the “excited
utterance” exception to the hearsay rule, See V.R.E.
803(2). Defendant contends that the “excited utterance”
exception to the hearsay rule must be construed to
relate only to the “underlying” startling event or
condition. Defendant reasons that because the admitted
hearsay statements were uttered upon learning of the
battery, rather than upon the event of the battery, the
declarant could not, as a matter of law, be “under the
stress of excitement caused by the event or condition.”
Id.
The
“excited utterance” exception to the hearsay rule under
V.R.E. 8 03(2) is characterized by: “A statement
relating to a startling event or condition made while
the declarant was under the stress of excitement caused
by the event or condition.” There are two essential
requirements for the excited utterance exception: (1) a
startling event or condition, and (2) a spontaneous
utterance in reaction to the event or condition made
under the stress of excitement and not as a result of
reflective thought. See State v. Solomon, 144 Vt.
269, 272, 476 A.2d 122, 124 (1984). The underlying
rationale for the exception lies in the assumption that
a person’s powers of reflection and fabrication will be
suspended when she is subject to the excitement of a
startling event, and any utterances she makes will be
spontaneous and trustworthy. See id.; State v.
Ayers, 148 Vt. 421, 424, 535 A.2d 330, 332 (1987).
We
have previously rejected the argument that a declarant’s
excited utterance under V.R.E. 803(2) must be
contemporaneous with a sexual assault. See State v.
Shaw, 149 Vt. 275, 281, 542 A.2d 1106, 109 (1988)
(“contemporaneousness with the exciting event is not
required for statements to be admissible as excited
utterances”); State v. Longe, 133 Vt. 624, 626,
349 A.2d 232, 234 (1975) (“modern legal thinking is that
the term ‘contemporaneous’ is not used in a completely
restrictive sense, but rather in a broadly descriptive
one”). In Shaw, we noted “the key consideration
is the condition of the declarant.” Shaw, 149 Vt.
at 281, 542 A.2d at 1109. “Rule 803(2), relies [for
trustworthiness] on the exciting quality of the event.
The statement must thus have been made while the
declarant’s state of excitement continued, on the theory
that his mental condition prevents fabrication.”
Reporter’s Notes, V.R.E. 803.
The
relevant inquiry is whether Ms. Peters’ statements were
made while she was in a “highly excited, agitated state”
sufficient to suspend her powers of reflection and
fabrication. Shaw, 149 Vt. at 281, 542 A.2d at
1109. Ms. Lamare’s testimony established that there was,
at most, a three-hour gap between the time defendant
called Mrs. Peters to inform her that he had violated
her, and the time Mrs. Peters arrived at her daughter’s
apartment. Ms. Lamare’s testimony that Mrs. Peters was
visibly upset, crying and rocking back and forth as she
repeatedly said “I can’t believe he raped me,” supports
the trial court’s determination that the declarant was
under the influence of the startling event. See Ayers,
148 Vt. at 424, 535 A.2d at 332 (trial courts, have
“wide discretion” to determine whether declarant was
under the influence of the excited event). See also
United States v. Napier, 518 F.2d 316, 317-18 (9th
Cir. 1975) (admitting exclamation “He killed me, he
killed me!” by kidnap victim hospitalized for seven
weeks with head injuries, upon seeing newspaper picture
of defendant for first time one week after returning
home); State v. Moats, 457 N.W.2d 299, 309-10
(Wis. 1990) (admitting testimony offered by mother of
five-year-old assault victim who learned about sexual
assault on daughter one week afterward). Accordingly,
Ms. Lamare’s testimony regarding her exchange with Ms.
Peters on August 10th was properly admitted.
Ms.
Lamare’s testimony that, in the weeks that followed,
Mrs. Peters told her that she was frightened by
defendant and wanted to get away from him, was not
admissible under the excited utterance exception.
Although she was understandably still upset from
learning of the battery, this conversation was too
remote to fall within the exception. Similarly, Ms.
Briggs’s testimony that Mrs. Peters told her on a day in
August 1993 that defendant had raped her “the other
night” should not have been admitted under 803(2).5
Although portions of Ms. Lamare’s testimony, as well as
the testimony of Ms. Briggs, were not admissible under
the excited utterance exception, the trial court’s error
was harmless. See V.R.C.P. 61; Imported Car Center,
Inc. v. Billings, 163 Vt. 76, 83, 653 A.2d 765,
770 (1994). Given the overwhelming, admissible evidence
produced from witnesses Ms. Lamare, Mr. Fitzgerald and
Ms. Teale, in addition to the critical fact that
defendant admitted in writing to “[taking] advantage” of
Mrs. Peters without her consent, the admission of the
erroneous portion of Ms. Lamare’s and Ms. Briggs’
testimony did not affect the substantial rights of
defendant nor cause manifest injustice. See Imported
Car Center, 163 Vt. at 83, 653 A.2d at
770; State v. Weller, 162 Vt. 79, 84, 644
A.2d 839, 842 (1994).
IV.
Defendant next argues that the jury’s award of $125,000
in compensatory damages for the sexual battery is
grossly excessive. “In evaluating this claim, we must
consider the evidence in the light most favorable to the
damages found by the jury and uphold the verdict if
there was evidence reasonably supporting it.” Winey
v. William B. Dailey, Inc., 161 Vt. 129, 144,
636 A.2d 744, 753 (1993) (citation omitted). “To
overturn a jury award, an appellant must demonstrate
that the verdict was “entirely excessive.” Turgeon v.
Schneider, 150 Vt. 268, 272, 553 A.2d 548, 551
(1988) (internal quotations omitted).
Plaintiff sued defendant for battery to recover damages
suffered by Mrs. Peters stemming from harmful and
offensive bodily contact. Mrs. Peters’ condition, as
described by witnesses who testified regarding her
reaction to learning of defendant’s assault, constitutes
the type of injury for which damages are recoverable in
a sexual battery action. There was ample evidence for
the jury to reasonably conclude that Mrs. Peters’
estate was entitled to damages for her “mental suffering
consisting in a sense of insult, indignity, humiliation
or injury to the feelings.” Rogers, 90 Vt. at 46,
96A. at 419.
Defendant argues that the award’s excessiveness is
demonstrated simply by dividing $125,000 by the number
of days before Mrs. Peters’ death, which amounts to
$7000 per day. We hesitate to attempt to place a per
diem monetary value on a person’s sense of dignity, as
damages for such an injury are not capable of precise
calculation. See Imported Car Center, Inc., 163
Vt. at 82, 653 A.2d at 770 (court will not interfere
with an award of damages where exact computation is
impossible). Calculating damages is the jury’s duty, and
considering Mrs. Peters’ humiliation and emotional
suffering, the size of the verdict alone does not show
that the award was “entirely excessive.” See Turgeon,
150 Vt. at 272, 553 A.2d at 551; Lewis v. Gagne,
123 Vt. 217, 221, 185 A.2d 468, 470-71 (1962) (trial
court did not abuse its discretion denying motion to set
aside verdict based on its size). Accordingly, the court
properly denied defendant’s motion to set aside or
reduce the damage award.
V.
Defendant next argues that the trial court erred in
submitting the issue of punitive damages to the jury
without providing defendant an opportunity to disclose
his lack of wealth. He claims that “[d]uring pre-trial
proceedings, the court specifically postponed disclosure
of defendant’s wealth until the jury returned a verdict
for compensatory damages,” and that, relying upon that
ruling, he presented no evidence regarding his wealth
during the trial. Following the court’s instructions to
the jury, defendant raised an objection to the charge on
punitive damages arguing that the trial should have been
bifurcated on this issue because defendant had not been
given an opportunity to present his financial status.
The court noted that defendant did not raise his
objection at the charge conference and was absent from a
majority of the trial, and ruled that defendant’s
objection to the issue had been waived. We agree.
The
record contains no order stating that a bifurcated trial
was to take place after a verdict for plaintiff on
compensatory damages.6
Furthermore, we note that we have never held that proof
of a defendant’s actual means or wealth is essential to
the recovery of punitive damages. In Parker v. Hoefer,
118 Vt. 1, 20-21, 100 A.2d 434, 447 (1953), we stated
that a defendant’s “ability to pay is a proper element
for consideration, but
... proof of actual means is [not] essential to the recovery of
exemplary damages. No Vermont case has been called to
our attention that so holds.” This Court has not altered
its position on this issue since Parker, and we
decline to do so now. See Lent v. Huntoon, 143
Vt. 539, 550, 470 A.2d 1162, 1170 (1983) (“Where
exemplary damages are awardable the defendant’s
pecuniary ability may be considered in order to
determine what would be a just punishment for him.”)
(quoting Kidder v. Bacon, 74 Vt. 263, 274, 52 A.
322, 324 (1902)); Annotation, View that Evidence of
Defendant’s Wealth is a Relevant Factor to be Considered
- In General, 87 A.L.R. 4th 166, 177 (1991)
(including Vermont among the states in which “evidence
of the defendant’s financial circumstances, although not
mandatory, is a relevant factor to be considered when
assessing the amount of punitive damages”).
VI.
Defendant’s final argument is that the court erred in
awarding attorney fees of $650.00 to plaintiff without
any evidence to support the award. The court ordered
these fees to cover, among other things, travel time to
and from Hyde Park, and the legal research, dictation
and preparation time required to oppose defendant’s
motion to dissolve, modify, and discharge issuance of a
trustee process on defendant’s corporation. “When an
award of attorney’s fees is not supported by the
evidence, it cannot stand, unless the award is not
large and can be calculated in light of a court’s
experience and knowledge.” Hodgeman v. JardCo.,
157 Vt. 461, 466, 599 A.2d 1371, 1374 (1991) (emphasis
added) (citations omitted). The amount awarded here was
not as large, either in proportion to the damage award
or in total amount, as those we have allowed in other
cases. See id. at 463, 599 A.2d at 1372 (twenty
percent of award, up to $3,000); Gokey v. Bessette,
154 Vt. 560, 567, 580 A.2d 488, 493 (1990) ($700 in fees
on award of $5000). The court did not abuse its
discretion in awarding the fees.
Affirmed.
Footnotes
1
The
trial court rejected plaintiff’s contention that a 1996
amendment to §
1492
extending, under certain circumstances, the statute of
limitations for wrongful death claims to seven years
should be applied retroactively The trial court’s
decision was not appealed.
2
Section 3252(a)(3) excepts from the sexual assault
provisions consensual sexual acts between married
persons where one is under the age of 16.
3
Although plaintiff’s complaint alleged both assault and
battery, the court charged only on battery, and
instructed the jury that in order to find defendant
liable, plaintiff had to demonstrate that Mrs. Peters
did not consent to the offensive contact.
4
Defendant’s brief states only that the defendant “objected
to the hearsay statements of Mrs. Peters as recounted by
her daughter, her cousin and her co-worker.” Defendant,
as we note below, failed to preserve his claim of error
as to Mr. Fitzgerald, the decedent’s cousin. Two of the
decedent’s daughters, Ms. Lamare and Ms. Teale,
testified, as did Mrs. Peters’ co-worker, Ms. Briggs.
Defendant failed to object specifically on hearsay
grounds to the testimony of Ms. Teale. Defendant’s claim
of error on appeal as to hearsay statements of Mrs.
Peters “as recounted by her daughter” presumably refers
to the testimony of Ms. Lamare.
5
Appellee contends that this testimony, if inadmissible
under the excited utterance exception, is admissible
under the V.R.E. 803(3) hearsay exception as a statement
of declarant’s then existing mental, emotional or
physical condition. It is unnecessary to reach this
issue in light of our determination that admission of
the testimony was harmless.
6
Defendant asserts that the trial court issued a “ruling”
during pre-trial proceedings to bifurcate the trial to
allow him to present evidence in order to limit punitive
damages. It appears, however, that the order to which
defendant refers was merely a prospective statement from
the bench which took place at discovery, over one year
before trial, and issued from a judge different from the
one who presided at trial.
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